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Financial Services · Autonomous autonomy

Financial Approval

An agent that approves low-value, low-risk payments automatically within strict limits. This is the highest-autonomy pattern, demanding the strongest controls.

36 HAL Score / 40 Accountable

Workflow

  1. 1 Payment request received
  2. 2 Agent validates against policy and limits
  3. 3 Within-limit, low-risk payments approved automatically
  4. 4 Anything else escalated for human approval
  5. 5 All approvals reconciled and reviewed daily

Governance design

  • Strict value, frequency, and payee allow-list enforced in code.
  • Hard limit: new payees always require a human.
  • Dual control retained above a low threshold.
  • Immutable approval log with daily reconciliation.

Escalation paths

  • New or modified payee → human approver, always.
  • Value above threshold → dual human approval.
  • Anomalous pattern → auto-pause and owner alert.

Ownership model

Finance Director, with the financial controller as deputy.

Lessons learned

  • The "new payee always human" limit blocked the most common fraud and error path outright.
  • Daily reconciliation turned an autonomous system into one that was continuously, demonstrably accountable.